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Browse: Home / 2014 / May / 27 / SEC Rejects Claim by Whistleblower Who Missed Deadline – Risk & Compliance – WSJ

SEC Rejects Claim by Whistleblower Who Missed Deadline – Risk & Compliance – WSJ

By Securities Docket on May 27, 2014, 7:42 am

The agency last Friday denied the unnamed individual an award because the person took more than 90 days to submit a request for a bounty. The person fought back against the denial but the SEC ultimately decided against waiving the deadline in an order that explains the agency’s approach to claims that fall outside the time limit for submissions.

via SEC Rejects Claim by Whistleblower Who Missed Deadline – Risk & Compliance – WSJ

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Posted in SEC, Top | Tagged Awards, Whistleblowers

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