In March, I began tracking here the SEC’s trials to date in FY 2014 (which began on October 1, 2013), and the results in each case. On Friday of last week, the jury returned a verdict in what I believe to be the SEC’s 14th trial this year–its insider trading case against Nelson Obus, Peter Black and Thomas Strickland related to trading that preceded Allied Capital Corp.’s June 2001 acquisition of SunSource, Inc.
‘Enforcement 40’ for 2020
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