‘Enforcement 40’ for 2020
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By Securities Docket on June 5, 2014, 3:47 pm
Please join Peter Bradford, Charlie Steele, Louis D. Greenstein, J. Patrick Rowan, and Scott S. George for this free webcast.
By Securities Docket on June 5, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for June 4, 2014.
By Securities Docket on June 5, 2014, 8:52 am
Maybe Steve Cohen isn’t out of the woods after all. FOX Business Network has learned the hedge fund titan has quietly retained famed defense attorney David Boies to help with legal issues Cohen continues to face involving the government’s crackdown on insider trading. via Mired in Insider Trading Probes, Cohen Quietly Taps Boies as Counsel […]
By Securities Docket on June 5, 2014, 8:51 am
The government’s push against insider trading is being tested along several fronts, as the effort to curb illicit use of nonpublic information enters a new and arguably more difficult phase. The latest flash points include the high-profile probe into billionaire investor Carl Icahn, professional golfer Phil Mickelson and sports bettor William “Billy” Walters, along with […]
By Securities Docket on June 5, 2014, 8:50 am
On June 4, 2014, in a long-awaited but not unexpected opinion (here), the Second Circuit ruled that Southern District of New York Judge Jed Rakoff had improperly rejected the $285 million settlement of the SEC’s enforcement action against Citigroup. Because the case involved the question of whether or not parties may enter into “neither admit […]