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June 25 Webcast: The Intersection of Anti-Corruption and Trade Regulation Compliance
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Securities Docket News Wire for June 4, 2014
Get caught up with the Securities Docket News Wire for June 4, 2014.
Mired in Insider Trading Probes, Cohen Quietly Taps Boies as Counsel | Fox Business
Maybe Steve Cohen isn’t out of the woods after all. FOX Business Network has learned the hedge fund titan has quietly retained famed defense attorney David Boies to help with legal issues Cohen continues to face involving the government’s crackdown on insider trading. via Mired in Insider Trading Probes, Cohen Quietly Taps Boies as Counsel […]
Setbacks Show Holes in Insider-Trading Cases – WSJ
The government’s push against insider trading is being tested along several fronts, as the effort to curb illicit use of nonpublic information enters a new and arguably more difficult phase. The latest flash points include the high-profile probe into billionaire investor Carl Icahn, professional golfer Phil Mickelson and sports bettor William “Billy” Walters, along with […]
Second Circuit Vacates Judge Rakoff’s Rejection of SEC’s Citigroup Settlement | The D&O Diary
On June 4, 2014, in a long-awaited but not unexpected opinion (here), the Second Circuit ruled that Southern District of New York Judge Jed Rakoff had improperly rejected the $285 million settlement of the SEC’s enforcement action against Citigroup. Because the case involved the question of whether or not parties may enter into “neither admit […]