‘Enforcement 40’ for 2020
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By Securities Docket on June 6, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for June 5, 2014.
By Securities Docket on June 6, 2014, 8:47 am
The SEC has now been in place for 80 years (it was created in the Exchange Act, not the Securities Act of 1933). The Division of Enforcement was created in 1972. As bureaucracies age, they can sometimes become excessively beholden to the way “things have always been done.” The efforts by the Division to create […]
By Securities Docket on June 6, 2014, 7:57 am
Leading business groups have backed the federal government’s planned crackdown on opportunistic securities class actions and warned that the impact of this form of litigation is far greater than asserted by plaintiff lawyers. Organisations representing company directors, chartered secretaries and risk managers say class action promoters are launching claims in the name of shareholders primarily […]