‘Enforcement 40’ for 2020
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By Securities Docket on June 18, 2014, 9:21 am
Yesterday, former Goldman Sachs board member Rajat Gupta began serving his two-year prison sentence for insider trading. After being convicted for providing Galleon founder Raj Rajaratnam with confidential information about Goldman Sachs, Gupta and Rajaratnam will now serve time at the same correctional facility: Federal Medical Center-Devens, located in Ayer, Massachusetts. Rajaratnam is serving a much longer, 11-year prison […]
By Securities Docket on June 18, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for June 17, 2014.
By Securities Docket on June 18, 2014, 8:43 am
The SEC sanctioned the former president and chief compliance officer of Private Capital Management Inc. for failing to stop an insider-trading scheme involving an employee at his firm. via SEC sanctions chief compliance officer for failing to stop insider-trading scheme – The FCPA Blog
By Securities Docket on June 18, 2014, 7:49 am
Bernard Madoff’s former accountant is expected to plead guilty to charges in connection with the convicted swindler’s massive Ponzi scheme, a U.S. prosecutor said at a Tuesday court hearing.Paul Konigsberg, a former senior tax partner at Konigsberg Wolf & Co, will likely enter a guilty plea next week under a cooperation agreement with the government, […]