‘Enforcement 40’ for 2020
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By Securities Docket on July 30, 2014, 2:45 pm
The SEC has a real perception problem. They cannot win in court. Whether this is fair or not, the SEC needs to move beyond this fear of losing since it only undermines the integrity of its enforcement program. via Stacking the Deck: SEC’s Use of Administrative Proceedings | Corruption, Crime & Compliance
By Securities Docket on July 30, 2014, 9:24 am
Securities Docket welcomes your nominations for our inaugural “Enforcement Hall of Fame” class – for extraordinary contributions to the field of securities enforcement over a lifetime.