‘Enforcement 40’ for 2020
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By Securities Docket on August 6, 2014, 11:06 am
The UK’s Financial Conduct Authority announced last week that after conducting research into whether the UK should offer financial incentives to whistleblowers (as is now done in the U.S. by the SEC and other regulators), it had concluded that doing so would not be advisable. via UK Will Not Offer U.S.-Style Financial Incentives to Whistleblowers […]
By Securities Docket on August 6, 2014, 9:26 am
American International Group Inc. announced in a recent SEC filing it has agreed to a mediator’s proposal to settle for $960 million a consolidated class-action lawsuit regarding the firm’s role in the 2008 financial crisis. via AIG reaches $960 million settlement on class-action lawsuit | Business Insurance