‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInThe SEC is Watching You, Oakley Country Club! | Compliance Week
The SEC is watching you, Oakley Country Club! For the second time in two months, the SEC brought an insider trading case against individuals who shared insider information about upcoming acquisitions with their golfing buddies from Oakley Country Club in Watertown, Mass. via The SEC is Watching You, Oakley Country Club! | Compliance Week.
Questions Still Remain About the Protection of Whistleblowers | Compliance Week
As the Securities and Exchange Commission’s Office of the Whistleblower continues to gain traction in its third full year in operation, two important questions about the ability to protect whistleblowers have surfaced: (1) the extent to which whistleblowers’ identities can actually be protected; and (2) the circumstances in which whistleblowers can claim they have been […]
Securities Docket News Wire for August 19, 2014
Get caught up with the Securities Docket News Wire for August 19, 2014.