In March, I began tracking here the SEC’s trials to date in FY 2014 (which began on October 1, 2013), and the results in each case. On Wednesday, August 13, 2014, a jury in the U.S. District Court for the District of Massachusetts returned a verdict in favor of the SEC in what I believe to be the agency’s 17th trial this year.
‘Enforcement 40’ for 2020
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