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Browse: Home / 2014 / August / 23 / SEC Trial Scorecard Update: SEC Wins Second Trial in A Week | Compliance Week

SEC Trial Scorecard Update: SEC Wins Second Trial in A Week | Compliance Week

By Securities Docket on August 23, 2014, 11:38 am

In March, I began tracking here the SEC’s trials to date in FY 2014 (which began on October 1, 2013), and the results in each case. On Wednesday, August 13, 2014, a jury in the U.S. District Court for the District of Massachusetts returned a verdict in favor of the SEC in what I believe to be the agency’s 17th trial this year.

via SEC Trial Scorecard Update: SEC Wins Second Trial in A Week | Compliance Week

Posted in SEC, Top | Tagged Trials

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