‘Enforcement 40’ for 2020
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By Securities Docket on August 29, 2014, 10:58 am
The SEC announced today that it has awarded more than $300,000 to a whistleblower employee who reported wrongdoing to the SEC after the whistleblower’s company failed to take action when the whistleblower reported it internally. The SEC noted that the award was the first the agency has made to a whistleblower who performed an audit […]