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Browse: Home / 2014 / October / 02 / Securities Docket News Wire for October 1, 2014

Securities Docket News Wire for October 1, 2014

By Securities Docket on October 2, 2014, 8:55 am

  • SEC’s broken window enforcement program gets a boost from “quantitative analytics” and “algorithms” – Drinker Biddle http://t.co/dfllR2BQhD ->
  • U.S. Lawsuits Related to Fannie Mae and Freddie Mac Profits Dismissed – http://t.co/HeZK5dmn68 http://t.co/CkZgI1AyOV ->
  • SEC ends Dialogic probe that was based on successor liabilty — The FCPA Blog http://t.co/Ik1E2M57fU ->
  • Insider Case by S.E.C. Is a Step Removed From Herbalife Itself – http://t.co/HeZK5dmn68 http://t.co/U7Ezmf7Q9e ->
  • For Whistleblowers, Risks Can Pay Off Under SEC Program | Daily Business Review http://t.co/Ew7cSl9E1L ->
  • Enforcement report for Q3 2014 — The FCPA Blog http://t.co/uIAPtGhpWW ->
  • UK: ‘Misled’ investors unite to sue Lloyds in US-style class action | Herald Scotland http://t.co/A6ClVW89j1 ->
  • SEC: George B. Franz III Sentenced for His Obstruction of an SEC Investigation & Making False Statements to SEC Staff http://t.co/8z1h5t84kO ->
  • Yet Another Study Debunks ‘Revolving Door’ Worries | Compliance Week http://t.co/PZhlMy1bSQ ->

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