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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for October 2, 2014
Get caught up with the Securities Docket News Wire for October 2, 2014.
Activist investor Stilwell sues SEC to stop enforcement case | Reuters
The activist hedge fund manager Joseph Stilwell sued the U.S. Securities and Exchange Commission to stop it from pursuing an imminent enforcement action against him. He also wants a declaration that the appointment of SEC administrative law judges is unconstitutional. via Activist investor Stilwell sues SEC to stop enforcement case | Reuters
JPMorgan: Cyber Attack Compromised Data for 76 Million Households | Compliance Week
Yesterday, JPMorgan shed some more light on just how sweeping this breach appears to have been. The firm disclosed in a Form 8-K filing that the cyber attack against it had compromised contact information data for approximately 76 million households and 7 million small businesses. Such data included the user’s name, address, phone number and email address. […]
Former Foundry Networks Executive Guilty in Insider-Trading Case – WSJ
David Riley, a former executive at Foundry Networks Inc., a computer equipment company, was found guilty on Thursday in Federal District Court in Manhattan on three of four counts for his involvement in an alleged insider-trading scheme in 2008. via Former Foundry Networks Executive Guilty in Insider-Trading Case – WSJ