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Browse: Home / 2014 / October / 06 / Facing No Urgent Crises, SEC ‘Spreads Its Wings’ — Think Advisor

Facing No Urgent Crises, SEC ‘Spreads Its Wings’ — Think Advisor

By Securities Docket on October 6, 2014, 8:35 am

As the big-name enforcement cases from the financial crisis draw to a close, the Securities and Exchange Commission has the “luxury” of freedom to tackle a wide variety of enforcement issues, its enforcement chief says.

via Facing No Urgent Crises, SEC ‘Spreads Its Wings’ — Think Advisor

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Posted in SEC, Top | Tagged Financial Crisis, Strategy

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