Emily P. Gordy has joined law firm Shulman Rogers. The Maryland-based firm announced today that Gordy will serve as Chair of its Financial Industry Regulatory Group.
Gordy joins Shulman Rogers from the Financial Industry Regulatory Authority (FINRA), where she served as Senior Vice President of Enforcement. At FINRA, Gordy led the regulator’s investigations and disciplinary actions related to the full range of violations and misconduct, including fraud, sales practice supervision, reporting, municipal rule violations, Reg SP and anti-money laundering and suspicious activity reporting.
Previously, Gordy held a number of positions with the SEC, including Deputy Chief Counsel in the Enforcement Division’s Office of Chief Counsel.
