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Browse: Home / 2014 / October / 15 / SEC Enforcement Leaders Debate Broken-Windows Policy | Legal Times

SEC Enforcement Leaders Debate Broken-Windows Policy | Legal Times

By Securities Docket on October 15, 2014, 5:58 am

U.S. Securities and Exchange Commission Enforcement Division head Andrew Ceresney on Tuesday defended the agency’s “broken windows” policy of cracking down on minor violations during a panel discussion with five former directors of the division, who argued the agency is being too harsh.

via SEC Enforcement Leaders Debate Broken-Windows Policy | Legal Times

Posted in SEC, Top | Tagged Broken Windows

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