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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for October 23, 2014
Get caught up with the Securities Docket News Wire for October 23, 2014.
SEC Tactics Cause Counsel to Change Strategy – Risk & Compliance – WSJ
Companies facing the SEC now have to change their strategy for dealing with the agency, legal experts said. Matthew Rossi, a partner with Mayer Brown LLP who served in the SEC’s enforcement division until March, said the move toward administrative judges makes the Wells process even more important to companies, and their defense counsel, than […]
SEC challenges billionaire’s bankruptcy filing | Bloomberg
Samuel Wyly, the billionaire investor who filed for bankruptcy earlier this week, is trying to burn through cash with extravagant spending before his assets can be frozen in a Securities and Exchange Commission civil suit, lawyers for the agency told a judge. via SEC challenges billionaire’s bankruptcy filing | Bloomberg