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By Securities Docket on November 7, 2014, 2:34 pm
After having his $30 billion in net worth wiped out, former Brazilian billionaire Eike Batista now faces an insider trading trial that could result in him being the first person ever sent to prison in Brazil for insider trading. via Life Comes at You Fast, Part II: Eike Batista | Compliance Week.
By Securities Docket on November 7, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for November 6, 2014.
By Securities Docket on November 7, 2014, 8:35 am
Scheck told the panel that one of AQM’s problems is its generation of false positives. One of the main reasons the SEC created its Financial Reporting and Audit Task Force was to “bridge that gap” and bring experienced human judgment to the data that would come out of the program, he said. via SEC’s ‘Robocop’ […]