• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
  • Class Actions
  • Criminal
  • Events
  • Features
  • Global
  • People
  • SEC
Browse: Home / 2014 / November / 13 / Proposed “Fair Fund” for CR Intrinsic Case Stirs Dustup among SEC’s Commissioners | Cady Bar the Door

Proposed “Fair Fund” for CR Intrinsic Case Stirs Dustup among SEC’s Commissioners | Cady Bar the Door

By Securities Docket on November 13, 2014, 4:14 pm

 … Here, a trader who bought shares in the two pharmaceutical companies at issue would either be a victim or not a victim based on who the counter-party was on particular days – in faceless, electronic transactions.  If they were lucky enough to have been matched with CR Intrinsic, they win a piece of the fair fund.  If not, they lose.

via Proposed “Fair Fund” for CR Intrinsic Case Stirs Dustup among SEC’s Commissioners | Cady Bar the Door

Posted in SEC, Top | Tagged Insider Trading

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

The inside story behind the collapse of Queensland Nickel

Our Sponsors

Securities-Docket_260x125_14Sec

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2023 Securities Docket.

  • Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
  • Criminal
  • Class Actions
  • Features
  • Global
  • People
  • SEC
  • Events