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By Securities Docket on November 14, 2014, 6:01 pm
Despite a public “dissent” by two Commissioners’ in a WSJ op-ed, the SEC argued in court filing today that a Fair Fund in the SAC Capital case would be feasible and would not be diminished by attorneys’ fees. via Despite Commissioners’ ‘Dissent’ in WSJ, SEC Argues For Fair Fund in SAC CAse | Compliance Week
By Securities Docket on November 14, 2014, 12:26 pm
Yesterday, prosecutors announced that Dmitry Braverman, the latest in a growing line of law firm employees charged with insider trading, had pleaded guilty to using information concerning planned merger and acquisition activity of at least eight of his law firm’s clients. via Former Law Firm I.T. Employee Pleads Guilty to Insider Trading | Compliance Week