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Join the Securities Litigation and Enforcement Group on LinkedInDespite Commissioners’ ‘Dissent’ in WSJ, SEC Argues For Fair Fund in SAC Case | Compliance Week
Despite a public “dissent” by two Commissioners’ in a WSJ op-ed, the SEC argued in court filing today that a Fair Fund in the SAC Capital case would be feasible and would not be diminished by attorneys’ fees. via Despite Commissioners’ ‘Dissent’ in WSJ, SEC Argues For Fair Fund in SAC CAse | Compliance Week
Former Law Firm I.T. Employee Pleads Guilty to Insider Trading | Compliance Week
Yesterday, prosecutors announced that Dmitry Braverman, the latest in a growing line of law firm employees charged with insider trading, had pleaded guilty to using information concerning planned merger and acquisition activity of at least eight of his law firm’s clients. via Former Law Firm I.T. Employee Pleads Guilty to Insider Trading | Compliance Week
Securities Docket News Wire for November 13, 2014
Get caught up with the Securities Docket News Wire for November 13, 2014.