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Browse: Home / 2014 / November / 19 / Securities Docket News Wire for November 18, 2014

Securities Docket News Wire for November 18, 2014

By Securities Docket on November 19, 2014, 8:55 am

  • Madoff Trustee Strikes $497 Million Settlement With Investors – WSJ http://t.co/TEKJUFSwKc ->
  • Steven Cohen’s ex-wife can ask about insider trading: Judge — Reuters http://t.co/h2GBi9OVqK ->
  • SEC to Use Administrative Cases More, Despite Defense Bar Complaints, Officials Say | Bloomberg BNA http://t.co/Z86iBzNOLl ->
  • Eike Batista’s Trial to Begin Tuesday – http://t.co/477OO6oNeT http://t.co/fHYnhgcYNv ->
  • Richard Bistrong: “…the current compliance models, while essential, are still not working.” – http://t.co/KkfeZHcQD1 http://t.co/4oLK1HVy84 ->
  • Recovery payments up to $10 billion for Madoff victims | New York Post http://t.co/IU38qIHPuf ->
  • SEC: Sending Saudi Officials on ‘World Tour’ Was FCPA Violation | Compliance Week http://t.co/KzWzJNJGPH ->
  • Court Follows 5th Circuit Asadi Decision, Dismisses Dodd-Frank Whistleblower Claim | Corporate Defense and Disputes http://t.co/fEaRS6WVP5 ->

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