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Securities Docket News Wire for December 30, 2014

By on December 31, 2014, 8:55 am

Get caught up with the Securities Docket News Wire for December 30, 2014.

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CSC Discloses $190 Million Settlement Agreement with SEC | Compliance Week

By on December 30, 2014, 11:42 am

Computer Sciences Corp. disclosed yesterday that it has agreed to settle an SEC enforcement action against it related to accounting errors in the company’s FY 2009-2012 financial statements. As part of the settlement, CSC will pay a penalty of $190 million and restate past financial statements. via CSC Discloses $190 Million Settlement Agreement with SEC […]

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Securities Docket News Wire for December 29, 2014

By on December 30, 2014, 8:55 am

Get caught up with the Securities Docket News Wire for December 29, 2014.

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Securities Docket News Wire for December 27, 2014

By on December 28, 2014, 8:55 am

Get caught up with the Securities Docket News Wire for December 27, 2014.

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How Alstom Executives Made Bribery Their Business for Over a Decade – Bloomberg

By on December 27, 2014, 9:48 am

Alstom SA executives won several billions of dollars worth of business in Saudi Arabia a decade ago by making at least $49 million in illegal payments in part through middlemen the company called “Mr. Paris” and “Quiet Man.” The bribes were among those the French power company made in five countries over more than 10 […]

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SEC faults rating firms for rule lapses, lax cybersecurity — Dow Jones Newswires

By on December 27, 2014, 9:42 am

In two annual SEC staff reports based on reviews of the 10 credit-rating firms registered with the agency, it said the industry’s largest players lacked sufficient internal systems to prevent the “misuse or inappropriate dissemination” of sensitive or restricted information about the firms and entities they rate. But the agency said rating firms have added […]

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Securities Docket News Wire for December 26, 2014

By on December 27, 2014, 8:55 am

Get caught up with the Securities Docket News Wire for December 26, 2014.

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‘British Madoff’ Disappears After $200M Fraud Unravels | Compliance Week

By on December 26, 2014, 12:16 pm

After discussing case with local police earlier this month, “British Madoff” at center of alleged $200 million investment fraud has now disappeared. via ‘British Madoff’ Disappears After $200M Fraud Unravels | Compliance Week

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S&P Nears Settlement on Real-Estate Bond Ratings – WSJ

By on December 26, 2014, 10:02 am

Standard & Poor’s Ratings Services is nearing a settlement with regulators over their investigation of how the company graded real-estate bonds, according to people familiar with the matter. via S&P Nears Settlement on Real-Estate Bond Ratings – WSJ

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Securities Docket News Wire for December 24, 2014

By on December 25, 2014, 8:55 am

Get caught up with the Securities Docket News Wire for December 24, 2014.

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