‘Enforcement 40’ for 2020
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By Securities Docket on December 14, 2014, 12:43 pm
U.S. District Judge Lewis Kaplan on Thursday rejected a bid by money manager Wing Chau, whom the SEC accused of defrauding investors in a $1.5 billion collateralized debt obligation, to block an SEC administrative judge from ruling in his case. A trial in the SEC proceeding has already taken place, and an administrative law judge […]
By Securities Docket on December 14, 2014, 12:32 pm
Attorneys for the Securities and Exchange Commission and BBX Capital Corp. Chairman and CEO Alan B. Levan swapped intense closing arguments on Friday before the federal fraud lawsuit went to the jury after a six-week trial. via SEC fraud lawsuit against Levan goes to jury after parties trade final barbs – South Florida Business Journal