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Browse: Home / 2014 / December / 14 / SEC Wins a Round in Battle over Agency Actions | Litigation Daily

SEC Wins a Round in Battle over Agency Actions | Litigation Daily

By Securities Docket on December 14, 2014, 12:43 pm

U.S. District Judge Lewis Kaplan on Thursday rejected a bid by money manager Wing Chau, whom the SEC accused of defrauding investors in a $1.5 billion collateralized debt obligation, to block an SEC administrative judge from ruling in his case. A trial in the SEC proceeding has already taken place, and an administrative law judge is expected to rule in January.

via SEC Wins a Round in Battle over Agency Actions | Litigation Daily

Posted in SEC, Top | Tagged APs

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