‘Enforcement 40’ for 2020
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By Securities Docket on December 18, 2014, 10:55 am
Yesterday, the U.S. Senate confirmed Haywood S. Gilliam, Jr., a prominent white collar and securities enforcement defense attorney, to serve on the U.S. District Court for the Northern District of California. via Haywood Gilliam, Jr. Confirmed as Federal Judge in California | Compliance Week
By Securities Docket on December 18, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for December 17, 2014.
By Securities Docket on December 18, 2014, 7:45 am
In reviewing the results of SEC Enforcement’s fiscal year that ended on September 30, the agency congratulated itself on its comprehensive approach to enforcement and its “first-ever” cases. Private equity fund managers should consider a number of important takeaways. via Takeaways from the Past Year of SEC Private Equity Enforcement — Harvard LS Forum on […]
By Securities Docket on December 18, 2014, 7:23 am
The Senate has confirmed President Obama’s nomination of Haywood Gilliam, a San Francisco business lawyer and former federal prosecutor, to become a federal judge. via Lawyer Haywood Gilliam confirmed as federal judge – SFGate