Daily Archives: December 18, 2014, 10:55 am

Takeaways from the Past Year of SEC Private Equity Enforcement — Harvard LS Forum on Corp. Governance and Financial Reg.

In reviewing the results of SEC Enforcement’s fiscal year that ended on September 30, the agency congratulated itself on its comprehensive approach to enforcement and its “first-ever” cases. Private equity fund managers should consider a number of important takeaways. via Takeaways from the Past Year of SEC Private Equity Enforcement — Harvard LS Forum on Corp. Governance and Financial Reg.

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