Takeaways from the Past Year of SEC Private Equity Enforcement — Harvard LS Forum on Corp. Governance and Financial Reg.

By Securities Docket on December 18, 2014, 7:45 am

In reviewing the results of SEC Enforcement’s fiscal year that ended on September 30, the agency congratulated itself on its comprehensive approach to enforcement and its “first-ever” cases. Private equity fund managers should consider a number of important takeaways.

via Takeaways from the Past Year of SEC Private Equity Enforcement — Harvard LS Forum on Corp. Governance and Financial Reg.