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Browse: Home / 2014 / December / 18 / Takeaways from the Past Year of SEC Private Equity Enforcement — Harvard LS Forum on Corp. Governance and Financial Reg.

Takeaways from the Past Year of SEC Private Equity Enforcement — Harvard LS Forum on Corp. Governance and Financial Reg.

By Securities Docket on December 18, 2014, 7:45 am

In reviewing the results of SEC Enforcement’s fiscal year that ended on September 30, the agency congratulated itself on its comprehensive approach to enforcement and its “first-ever” cases. Private equity fund managers should consider a number of important takeaways.

via Takeaways from the Past Year of SEC Private Equity Enforcement — Harvard LS Forum on Corp. Governance and Financial Reg.

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Posted in SEC, Top | Tagged Private equity

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