‘Enforcement 40’ for 2020
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By Securities Docket on December 23, 2014, 12:15 pm
U.S. District Judge Paul Magnuson in St. Paul, Minnesota, on Thursday dismissed claims by plaintiffs in certain states but largely denied Target’s request to toss the proposed class action lawsuit. via Consumers can sue Target Corp over data breach: judge | Reuters
By Securities Docket on December 23, 2014, 12:11 pm
Yesterday, the SEC charged investment management firm F-Squared Investments and its former CEO with misleading investors by touting a lengthy record of stellar performance that was, in fact, both “hypothetical” and “substantially inflated.” via SEC Sues F-Squared for Touting Hypothetical and Inflated Performance | Compliance Week