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Join the Securities Litigation and Enforcement Group on LinkedInSEC Enforcement – An Analysis of Key Developments in 2014 | Compliance Week
2014 was another eventful year in the world of SEC enforcement, with a number of “first-ever” cases and other key developments in areas including insider trading, whistleblowers, admissions, trials, administrative proceedings and the SEC’s use of new technologies. via SEC Enforcement – An Analysis of Key Developments in 2014 | Compliance Week
‘Banks are under assault,’ says JPMorgan CEO after legal costs shave 6.6% off bank’s fourth-quarter profit | Financial Post
JPMorgan Chase & Co, the biggest U.S. bank by assets, reported a 6.6% drop in quarterly profit as legal costs exceeded US$1 billion in the wake of government probes, leading Chief Executive Jamie Dimon to claim banks were “under assault.” via ‘Banks are under assault,’ says JPMorgan CEO after legal costs shave 6.6% off bank’s […]
Landmark Ruling Restricting Insider Trading Prosecutions Is Dead Wrong, U.S. Says – Businessweek
A federal appeals court ruling that makes it harder to obtain insider-trading convictions was called “dramatically” wrong in the U.S. government’s first formal response to the sweeping decision. The criticism of last month’s decision was made in a separate case and may indicate the Justice Department’s intention to challenge it. The opinion by a panel […]
Securities Docket News Wire for January 13, 2015
Get caught up with the Securities Docket News Wire for January 13, 2015.