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Browse: Home / 2015 / January / 18 / Former S&P Official Seeks to Pull Plug on ‘Imminent’ AP Against Her | Compliance Week

Former S&P Official Seeks to Pull Plug on ‘Imminent’ AP Against Her | Compliance Week

By Securities Docket on January 18, 2015, 11:44 pm

Last week, the latest challenge to the SEC’s use of administrative proceedings came in a case filed in federal court by a former official at Standard & Poor’s. Notably, the former official filed her case before the SEC has brought any AP against her and before the Commission has even held its vote on whether to proceed with the enforcement action.

via Former S&P Official Seeks to Pull Plug on ‘Imminent’ AP Against Her | Compliance Week

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Posted in SEC, Top | Tagged APs

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