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SEC Enforcement’s Accounting Statistics for Fiscal 2014 – Up or Down?
Guest columnists Jason Flemmons and Martin Wilczynski take a closer look at whether the SEC’s 2014 enforcement statistics actually show an increase in accounting and financial fraud cases.
IBM Insider Cases Said by U.S. to Be Subject to Dismissal – Businessweek
Prosecutors, in a Jan. 19 letter to [U.S. Judge Andrew] Carter, called the appeals court’s ruling involving former hedge fund managers Todd Newman and Anthony Chiasson “erroneous.” If the judge agrees with the defense lawyers’ interpretation of the ruling, they conceded that the four guilty pleas in the IBM cases should be vacated and pending […]
Securities Docket News Wire for January 20, 2015
Get caught up with the Securities Docket News Wire for January 20, 2015.