‘Enforcement 40’ for 2020
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By Securities Docket on January 21, 2015, 2:01 pm
Guest columnists Jason Flemmons and Martin Wilczynski take a closer look at whether the SEC’s 2014 enforcement statistics actually show an increase in accounting and financial fraud cases.
By Securities Docket on January 21, 2015, 9:20 am
Prosecutors, in a Jan. 19 letter to [U.S. Judge Andrew] Carter, called the appeals court’s ruling involving former hedge fund managers Todd Newman and Anthony Chiasson “erroneous.” If the judge agrees with the defense lawyers’ interpretation of the ruling, they conceded that the four guilty pleas in the IBM cases should be vacated and pending […]