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Join the Securities Litigation and Enforcement Group on LinkedInA Closer Look at the SEC’s Financial Reporting Cases in FY 2014 | Compliance Week
The SEC recently released data showing that it filed 99 financial reporting and accounting cases in FY 2014 — a 46% increase over FY 2013. A closer look at the data reveals, however, that the predicted surge in these cases may not be upon us just yet. via A Closer Look at the SEC’s Financial […]
Securities Docket News Wire for January 22, 2015
Get caught up with the Securities Docket News Wire for January 22, 2015.
Judge Lets Four Defendants Retract Insider-Trading Guilty Pleas – Law Blog – WSJ
December’s seismic insider-trading ruling is still reverberating in federal court. A U.S. district judge in Manhattan on Thursday allowed four men to pull their insider-trading guilty pleas, citing last year’s Second U.S. Circuit Court of Appeals ruling that put new limitations on prosecutors’ ability to pursue such cases. via Judge Lets Four Defendants Retract Insider-Trading Guilty Pleas […]