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Join the Securities Litigation and Enforcement Group on LinkedInFeds Allege Employee Impersonated Firm’s President in SEC Inquiry | Compliance Week
A former portfolio manager who allegedly impersonated the president of his firm has become the latest person to turn a routine civil SEC investigation into criminal charges against them for perjury and obstruction of justice. via Feds Allege Employee Impersonated Firm’s President in SEC Inquiry | Compliance Week.
Securities Docket News Wire for February 17, 2015
Get caught up with the Securities Docket News Wire for February 17, 2015.
Obama AG Nominee Spars With Senators Over Foreign Corrupt Practices Act — Forbes
Even before she takes office, US Attorney General nominee Loretta Lynch is facing a public kerfuffle—she’s been forced to blast the views of the Department of Justice’s (DoJ) fraud chief who has criticized aggressive enforcement of the US anti-corruption law. via Obama AG Nominee Spars With Senators Over Foreign Corrupt Practices Act — Forbes
Holder Sets Deadline for Financial-Crisis Cases Against Individuals – WSJ
Attorney General Eric Holder wants Justice Department lawyers to decide within three months whether they can win cases against any individuals for actions ahead of the financial crisis. via Holder Sets Deadline for Financial-Crisis Cases Against Individuals – WSJ