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Browse: Home / 2015 / February / 21 / SEC’s Piwowar Seeks Guidelines Governing When SEC Will Bring Cases as APs | Compliance Week

SEC’s Piwowar Seeks Guidelines Governing When SEC Will Bring Cases as APs | Compliance Week

By Securities Docket on February 21, 2015, 12:47 pm

Given the SEC’s 100 percent success rate in over 200 administrative proceedings in FY 2014, SEC Commissioner Piwowar stated in a speech yesterday that as a matter of fairness, the agency should create guidelines to determine which cases it brings as administrative proceedings and which it brings in federal court.

via SEC’s Piwowar Seeks Guidelines Governing When SEC Will Bring Cases as APs | Compliance Week.

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Posted in SEC, Top | Tagged APs, Speeches

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