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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for February 23, 2015
Get caught up with the Securities Docket News Wire for February 23, 2015.
She Runs S.E.C. He’s a Lawyer. Recusals and Headaches Ensue. – NYTimes.com
… In the nearly two years since Ms. White took over the agency, she has had to recuse herself from more than four dozen enforcement investigations, the interviews and records show, sometimes delaying settlements and opening the door, in at least one case, to a lighter punishment. She Runs S.E.C. He’s a Lawyer. Recusals and […]
Brokers Say SEC Must Drop Suit After Insider Charges Tossed – Bloomberg Business
Two brokers who got insider trading-trading charges against them thrown out told a judge they shouldn’t have to face a U.S. Securities and Exchange Commission lawsuit over the same trades. via Brokers Say SEC Must Drop Suit After Insider Charges Tossed – Bloomberg Business