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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for March 25, 2015
Get caught up with the Securities Docket News Wire for March 25, 2015.
Ceresney Testifies on Enforcement’s Budgetary Needs and Performance | Compliance Week
In his testimony last week, SEC Enforcement Director Andrew Ceresney provided Congress with details on how the Enforcement Division would use a proposed increase in the SEC’s budget for FY 2016, and presented an update on the recent work of his Division. via Ceresney Testifies on Enforcement’s Budgetary Needs and Performance | Compliance Week
SEC chief takes aim at predatory traders in ‘dark pools’ | New York Post
Securities and Exchange Chairwoman Mary Jo White wants to hunt down sharks in lightly regulated “dark pools,” where predatory traders are known to lurk. White proposed a new rule on Wednesday that would require high-frequency trading firms to register with the Financial Industry Regulatory Authority, a broker watchdog, and submit a daily paper trail on […]