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SEC Brings First Action Alleging Whistleblower ‘Pre-taliation’ | Compliance Week

By on April 1, 2015, 3:59 pm

Today, the SEC announced that it has filed its first enforcement action against a company for what the agency has previously labeled “pre-taliation,” i.e., using confidentiality agreements or other agreements to potentially stifle the whistleblowing process. via SEC Brings First Action Alleging Whistleblower ‘Pre-taliation’ | Compliance Week

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Securities Docket News Wire for March 31, 2015

By on April 1, 2015, 8:55 am

Get caught up with the Securities Docket News Wire for March 31, 2015.

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How one trader made $2.4 million off a tweet – Fortune

By on April 1, 2015, 8:48 am

… On Friday an options trader made more than $2.4 million based on a single tweet in just 28 minutes. Nice work if you can get it, which you probably can’t. via How one trader made $2.4 million off a tweet – Fortune

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