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Browse: Home / 2015 / April / 01 / SEC Brings First Action Alleging Whistleblower ‘Pre-taliation’ | Compliance Week

SEC Brings First Action Alleging Whistleblower ‘Pre-taliation’ | Compliance Week

By Securities Docket on April 1, 2015, 3:59 pm

Today, the SEC announced that it has filed its first enforcement action against a company for what the agency has previously labeled “pre-taliation,” i.e., using confidentiality agreements or other agreements to potentially stifle the whistleblowing process.

via SEC Brings First Action Alleging Whistleblower ‘Pre-taliation’ | Compliance Week

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Posted in SEC, Top | Tagged Retaliation, Whistleblowers

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