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Get caught up with the Securities Docket News Wire for April 6, 2015.
For the compliance practitioner there are several clear lessons to be drawn from this horrific scandal. Most people have somewhere heard the journalistic technique of a second source to confirm information. It was enshrined in a scene from the movie version of All The President’s Men. In any process there must be validation of said […]
That’s why the best solution is to eliminate insiders. Make companies post product sales information more often—every day or even in real time. Spray investors with a fire hose of information. A great model is WisdomTree, a manager of exchange-traded funds. Every day on its investor-relations Web page, the firm posts assets under management and […]