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In her February keynote address at the annual Securities and Exchange Commission (SEC) Speaks conference in Washington, DC, SEC Chair Mary Jo White called the soon-to-be-developed Consolidated Audit Trail (CAT) “a game changer for monitoring and overseeing the market.” But five years after the Flash Crash, and several market dislocations later, efforts to implement the […]
Get caught up with the Securities Docket News Wire for April 9, 2015.