‘Enforcement 40’ for 2020
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By Securities Docket on April 10, 2015, 3:03 pm
In her February keynote address at the annual Securities and Exchange Commission (SEC) Speaks conference in Washington, DC, SEC Chair Mary Jo White called the soon-to-be-developed Consolidated Audit Trail (CAT) “a game changer for monitoring and overseeing the market.” But five years after the Flash Crash, and several market dislocations later, efforts to implement the […]