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By Securities Docket on April 15, 2015, 2:06 pm
Yesterday, the SEC’s case against three Freddie Mac executives fizzled out in an unusual settlement in which the agency and the executives agreed that “no party is the prevailing party.” via SEC’s Lawsuit Against Freddie Mac Execs Fizzles Out in Unusual Settlement | Compliance Week
By Securities Docket on April 15, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for April 14, 2015.
By Securities Docket on April 15, 2015, 7:50 am
In view of the SEC’s ongoing heightened scrutiny of the private equity industry, private equity advisers are encouraged to examine their disclosure practices closely. Private equity policyholders and their insurers alike are advised to review their applicable insurance policy wording so that the potential risk and exposure associated with matters stemming from such practices may […]