‘Enforcement 40’ for 2020
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By Securities Docket on April 16, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for April 15, 2015.
By Securities Docket on April 16, 2015, 7:45 am
The fall-out from the Second Circuit’s decision in U.S. v. Newman continued last week in SEC v. Payton, when Southern District of New York Judge Jed S. Rakoff denied a motion to dismiss an SEC civil enforcement action against two former brokers, Daryl Payton and Benjamin Durant, one of whom (Payton) had just had his […]