A Non-Insider Trading Case in the District of Massachusetts | Cady Bar the Door

That thought might have occurred to Carmen Ortiz, the U.S. Attorney for the District of Massachusetts.  Late last month, her office filed a criminal complaint against James Dunham with many of the hallmarks of an insider trading case, but without some of those annoying elements.  The prosecutors didn’t call it an insider trading case, filed under Section 10(b) of the Exchange Act.  Instead, they filed it as a mail and wire fraud case.  What they did could be important for professional traders and research analysts

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