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Join the Securities Litigation and Enforcement Group on LinkedInSDNY Names New Chief, Deputy Chief of Securities Fraud Task Force | Compliance Week
The U.S. Attorney’s Office for the Southern District of New York has named Katherine Goldstein as Chief and Telemachus Kasulis as Deputy Chief of that office’s Securities and Commodities Fraud Task Force. via SDNY Names New Chief, Deputy Chief of Securities Fraud Task Force | Compliance Week
Securities Docket News Wire for April 22, 2015
Get caught up with the Securities Docket News Wire for April 22, 2015.
‘Flash Crasher’ must wear device, surrender passport | New York Post
The alleged mastermind behind a $40 million trading scheme that nearly brought the US stock market to its knees one day in May 2010 was still living with his parents and driving a broken down car. Navinder Singh Sarao — who as a 32-year-old day trader allegedly helped cause $1 trillion in market value to […]
Brazil’s Petrobras: We lost $2 billion to bribery — CNNMoney
Brazil’s Petrobras has put a price tag on its massive corruption scandal, writing off $2 billion for bribery-related costs via Brazil’s Petrobras: We lost $2 billion to bribery – CNNMoney
Lessons Learned from the Goodyear FCPA Settlement | Corporate Counsel
On balance, the result was favorable for Goodyear, as it escaped paying a fine for its conduct. In this respect, the case highlights the benefits when a company cooperates with the SEC. It also underscores, however, the risks of inadequate due diligence in acquisitions, which is perhaps the most significant takeaway from the settlement for […]
SEC Issues Whistleblower Award to Compliance Officer | Compliance Week
The Securities and Exchange Commission today awarded more than $1 million to a compliance officer who provided information that assisted the SEC in an enforcement action against the whistleblower’s company. via SEC Issues Whistleblower Award to Compliance Officer | Compliance Week