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Browse: Home / 2015 / April / 23 / Securities Docket News Wire for April 22, 2015

Securities Docket News Wire for April 22, 2015

By Securities Docket on April 23, 2015, 8:55 am

  • Second Circuit Prevents UBS from Arbitrating $350 Million Claim Against Nasdaq in Facebook IPO — theRacetotheBottom http://t.co/NdNGQMA5mN ->
  • Compliance officers required under new Ukraine anti-corruption law – The FCPA Blog http://t.co/1aA9PtGVe5 ->
  • Judge allows case against Stanford banks to go on — CNBC http://t.co/fllW7tH9BJ ->
  • The gripping story of how an accountant took on Halliburton and won — Business Insider http://t.co/ZqYum5tFyJ ->
  • The Foreign-Bribery Sinkhole at Justice – WSJ http://t.co/8vn4FoT7qx ->
  • “Friends” Who Trade on Inside Information: How United States v. Newman Changes the Law | K&L Gates http://t.co/zQvmwY9pYi ->
  • UK fines Merrill Lynch £13 million for 35 million compliance lapses – The FCPA Blog http://t.co/ZLYv8s23lw ->
  • SEC Announces Million-Dollar Whistleblower Award to Compliance Officer — SEC press release http://t.co/56tNKKfTxQ ->

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