‘Enforcement 40’ for 2020
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By Securities Docket on May 4, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for May 3, 2015.
By Securities Docket on May 4, 2015, 7:47 am
Winston Paes would like white-collar criminals to know they have a new foe in the New York US Attorney’s Office. The one in Brooklyn, not Manhattan. Prosecutors on the other side of the East River have long dominated high-profile cases of financial shenanigans. Paes said he’d like that to change now that he’s head of […]
By Securities Docket on May 4, 2015, 7:46 am
Of the 297 whistleblowers who have applied for awards since 2011, about 247—or roughly 83%—haven’t received a decision from the SEC, according to data obtained by The Wall Street Journal in response to a public-records request. Some of the award claims have been delayed more than two years. via SEC Backlog Delays Whistleblower Awards – […]