‘Enforcement 40’ for 2020
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By Securities Docket on May 8, 2015, 2:30 pm
This week, SEC Chair Mary Jo White appeared before a skeptical Senate Appropriations Committee in support of the agency’s request for $1.722 billion in FY 2016 — a 15 percent increase over the SEC’s budget in FY 2015. via SEC’s White Squares Off With Senate Committee Over FY 2016 Budget | Compliance Week
By Securities Docket on May 8, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for May 7, 2015.
By Securities Docket on May 8, 2015, 7:40 am
William North, 55, of Bryn Mawr, Pa., and Kevyn Rakowski, 61, of Lakewood Ranch, Fla., Wilmington Trust’s chief credit officer and controller, were charged with one count of making false statements to the Securities and Exchange Commission (SEC), and three counts of making false statements to Federal Reserve. The two executives stand accused of concealing […]