- SEC Wins With In-House Judges – WSJ http://t.co/BRSlYoXgma ->
- Regulators Altering Cyberinsurance Market – Risk & Compliance – WSJ http://t.co/oQRuP7qNJo ->
- LPL Financial to Pay $11.7 Million to Settle Finra Case – http://t.co/HeZK5dmn68 http://t.co/duHP20OeSb ->
- Point72 Adds Former DOJ/SEC Prosecutor Kevin O’Connor as GC | Compliance Week http://t.co/ioXJw7Uibk ->
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