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By Securities Docket on May 15, 2015, 4:53 pm
SEC Commissioner Daniel Gallagher has notified the White House that he will be departing the agency as soon as his successor is confirmed by the Senate. With fellow SEC Commissioner Luis Aguilar also leaving the agency soon, the search for potential successors is reportedly underway. via SEC Commissioners Gallagher and Aguilar Prepare to Depart Agency […]
By Securities Docket on May 15, 2015, 12:32 pm
In detailed remarks on Wednesday, former SEC Chairman Christopher Cox weighed in on the growing controversy concerning the SEC’s use of administrative proceedings. Chairman Cox offered insights into how the present situation came to be and how it might be resolved. via Former SEC Chairman Cox Weighs in on Administrative Proceedings | Compliance Week
By Securities Docket on May 15, 2015, 11:01 am
The full text of former SEC Chairman Christopher Cox’s remarks at Securities Enforcement Forum West 2015 (May 13, 2015) is available here.