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Join the Securities Litigation and Enforcement Group on LinkedInBenjamin Lawsky to Step Down as New York’s Top Financial Regulator – WSJ
Mr. Lawsky had been interviewing for private sector positions for months and was expected to leave this spring, as previously reported by The Wall Street Journal. But, instead of heading to an established law firm or financial consultancy, a common exit route for financial regulators, Mr. Lawsky is striking out on his own. via Benjamin […]
SEC Says Company Went Too Far With Hospitality at Olympic Games | Compliance Week
Today the SEC brought a settled FCPA case against global resources company BHP Billiton that shows that are still some lines that should not be crossed in the area of corporate hospitality. via SEC Says Company Went Too Far With Hospitality at Olympic Games | Compliance Week
Securities Docket News Wire for May 19, 2015
Get caught up with the Securities Docket News Wire for May 19, 2015.
The Anti-Corruption Enforcement Problem | The D&O Diary
While the enforcement of anti-corruption laws is to be applauded, at the same time, questions are being asked about whether in at least some cases things might have come too far, as the enforcement process has become astronomically expense and time-consuming. via The Anti-Corruption Enforcement Problem | The D&O Diary