‘Enforcement 40’ for 2020
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By Securities Docket on May 20, 2015, 3:44 pm
Mr. Lawsky had been interviewing for private sector positions for months and was expected to leave this spring, as previously reported by The Wall Street Journal. But, instead of heading to an established law firm or financial consultancy, a common exit route for financial regulators, Mr. Lawsky is striking out on his own. via Benjamin […]
By Securities Docket on May 20, 2015, 1:46 pm
Today the SEC brought a settled FCPA case against global resources company BHP Billiton that shows that are still some lines that should not be crossed in the area of corporate hospitality. via SEC Says Company Went Too Far With Hospitality at Olympic Games | Compliance Week
By Securities Docket on May 20, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for May 19, 2015.
By Securities Docket on May 20, 2015, 7:34 am
While the enforcement of anti-corruption laws is to be applauded, at the same time, questions are being asked about whether in at least some cases things might have come too far, as the enforcement process has become astronomically expense and time-consuming. via The Anti-Corruption Enforcement Problem | The D&O Diary