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By Securities Docket on May 29, 2015, 4:08 pm
One month after leaving the top post at the Securities and Exchange Commission in Fort Worth, David Woodcock will join Jones Day, the law firm announced Thursday. Woodcock will join the firm’s Dallas office as a partner in the Securities Litigation & SEC Enforcement Practice at the end of June via Former Fort Worth SEC […]
By Securities Docket on May 29, 2015, 11:28 am
Australia’s corporate watchdog has told the finance industry to expect a crackdown on the mishandling of market sensitive information, and the culture that allows such misconduct, as the regulator continues to push for tougher penalties for “white collar” crimes. via ASIC’s Greg Medcraft signals crackdown on market-sensitive information | afr.com
By Securities Docket on May 29, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for May 28, 2015.
By Securities Docket on May 29, 2015, 8:44 am
A key senator has asked the Securities and Exchange Commission to explain how fake firms can file false notices on the agency’s electronic filing system that move share prices. Sen. Charles Grassley, an Iowa Republican and chairman of the Senate Judiciary Committee, sent the SEC a letter asking how fake firms can file false notices […]