‘Enforcement 40’ for 2020
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By Securities Docket on June 2, 2015, 4:56 pm
Photos and highlights from Securities Enforcement Forum West 2015.
By Securities Docket on June 2, 2015, 9:20 am
Sen. Elizabeth Warren isn’t pleased with Wall Street’s top cop. The Massachusetts Democrat on Tuesday sharply criticized Mary Jo White, saying her tenure as chairman of the Securities and Exchange Commission has been “extremely disappointing” and that she “appears” to have broken promises made to lawmakers during her confirmation hearings in early 2013. via Sen. […]
By Securities Docket on June 2, 2015, 8:55 am
Get caught up with the Securities Docket News Wire for June 1, 2015.
By Securities Docket on June 2, 2015, 7:34 am
U.S. Attorney Preet Bharara’s office “is currently evaluating further appellate options” in what would be his final legal chance to uphold the criminal convictions of two hedge fund managers convicted of insider trading in 2012, according to a Securities and Exchange Commission order filed Monday. via Bharara eyes Supreme Court insider-trading case review — USA TODAY